Employer Benefits

ACA Compliance & Employer Mandate:
Avoid Costly Penalties

The Affordable Care Act requires employers with 50 or more full-time equivalent employees to offer affordable, minimum value health coverage — or face penalties that can reach hundreds of thousands of dollars per year. Buffer monitors your ACA compliance, manages measurement periods, and handles 1094-C/1095-C reporting as part of ongoing plan administration.

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Understanding the Mandate

What Is the ACA Employer Mandate?

The Affordable Care Act's Employer Shared Responsibility provisions — commonly called the Employer Mandate — require Applicable Large Employers (ALEs) to offer health coverage that meets two tests: affordability and minimum value. Employers that fail either test face significant IRS penalties.

An Applicable Large Employer is any company that employed an average of 50 or more full-time equivalent employees during the prior calendar year. Full-time means averaging 30 or more hours per week. Part-time hours are aggregated — so even if you have fewer than 50 full-time employees, the combined hours of your part-time and seasonal workforce can push you over the ALE threshold.

The IRS enforces the mandate through annual reporting — Forms 1094-C and 1095-C — which every ALE must file regardless of whether it offers coverage. Penalties are assessed after the fact, often 12 to 18 months after the plan year ends, when employers receive Letter 226-J from the IRS proposing the assessment.

Compliance Risk

The Penalty Exposure

ACA penalties are not theoretical — the IRS has issued billions of dollars in Letter 226-J penalty assessments since enforcement began. Here is what is at stake.

Two Penalties, Both Significant

Penalty A — 4980H(a)
$2,970
Per FT employee/year (minus first 30)
Penalty B — 4980H(b)
$4,460
Per employee receiving a marketplace subsidy
100 Employees × Penalty A
$207,900
Annual exposure (100 minus 30 = 70)

Penalty A triggers when an ALE fails to offer minimum essential coverage to at least 95% of full-time employees. The penalty applies to all full-time employees minus the first 30 — even those who were offered coverage.

Penalty B triggers when coverage is offered but fails affordability or minimum value tests. This penalty is assessed only for each employee who actually enrolls in a marketplace plan and receives a premium tax credit.

IRS enforcement has accelerated. Letter 226-J penalty proposals have increased significantly year over year. Many employers do not realize they owe penalties until they receive the letter — by which point the window to respond is only 30 days.

Penalty amounts are indexed annually for inflation. The amounts shown are 2024 indexed figures. They increase each year, making non-compliance progressively more expensive.

Source: IRS, IRC Section 4980H. Penalty amounts adjusted annually per Notice 2023-75 and subsequent guidance.

Our Process

What Buffer Handles

ACA compliance is not a separate engagement — it is built into how Buffer manages your employer benefits. Here is what we handle as part of ongoing plan administration.

1

ALE Determination

We calculate your full-time equivalent count using the IRS methodology — aggregating part-time hours, accounting for seasonal workers, and applying controlled group rules when multiple entities are involved.

2

Measurement Period Setup

We configure standard or look-back measurement periods for variable hour and seasonal employees. Proper measurement periods determine which employees must be offered coverage and when — errors here are the most common source of penalty exposure.

3

Affordability Testing

We apply the IRS safe harbor methods — W-2, Rate of Pay, and Federal Poverty Level — to verify that employee contributions meet affordability thresholds. We identify the most advantageous safe harbor for each employee classification.

4

1095-C Generation

Buffer's complimentary benefits platform generates Form 1095-C for every full-time employee, with the correct offer codes, safe harbor codes, and coverage months populated automatically from enrollment data.

5

1094-C Transmittal Filing

We prepare and review the transmittal form (1094-C) that accompanies the batch filing to the IRS, including aggregate employer-level data, transition relief indicators, and ALE member information.

6

Letter 226-J Response Support

If the IRS issues a penalty assessment, Buffer helps you respond within the 30-day window — reviewing the proposed penalties, identifying reporting errors, and assembling the documentation needed to dispute inaccurate assessments.

Risk Assessment

Who Needs to Worry About ACA Compliance?

Many employers do not realize they are an ALE, or that their current coverage fails the affordability test. These are the situations that create the most exposure.

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Employers Near the 50 FTE Threshold

If you have 40 or more employees — including part-time workers — you may already be an ALE without knowing it. Part-time hours are aggregated into FTEs, and seasonal workers count in most cases. A company with 35 full-time employees and 30 part-time employees working 20 hours per week is an ALE.

Variable Hour Workforces

Restaurants, staffing companies, retail, and healthcare employers with fluctuating schedules face the most complex measurement period requirements. Misclassifying a variable hour employee as part-time — when their hours actually average 30 per week — is a direct path to Penalty A exposure.

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Employers with High Employee Contributions

If your employees pay more than 9.12% of their income toward self-only coverage, the plan fails the affordability test. This is especially common for lower-wage employees where even a modest employee contribution exceeds the threshold relative to their pay.

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Controlled Groups and Related Entities

The IRS treats commonly owned businesses as a single employer for ALE purposes. An owner with three companies of 20 employees each has a 60-employee ALE — even if no single entity reaches 50. Controlled group rules are frequently missed and are a major source of unexpected penalty assessments.

Buffer evaluates your ALE status and compliance posture during every free benefits assessment. If you are uncertain whether you are subject to the employer mandate, that is exactly the kind of question we answer before it becomes a penalty.

Common Questions

Frequently Asked Questions

Direct answers to the ACA compliance questions employers ask most.

How do I know if my company is an Applicable Large Employer?
An Applicable Large Employer (ALE) is any employer that had an average of 50 or more full-time equivalent employees during the prior calendar year. Full-time means averaging 30 or more hours per week. Part-time hours are aggregated into full-time equivalents — so even if you do not have 50 full-time employees, the combined hours of your part-time workforce could push you over the threshold. Buffer calculates your FTE count as part of our benefits administration to determine ALE status accurately.
What are Forms 1094-C and 1095-C?
Form 1095-C is an IRS form that ALEs must furnish to each full-time employee by March 2, documenting the health coverage offered (or not offered) during each month of the prior year. Form 1094-C is the transmittal form that accompanies the batch of 1095-C forms when filed with the IRS by February 28 (paper) or March 31 (electronic). These forms allow the IRS to verify whether the employer met the mandate and whether employees who received marketplace subsidies were actually eligible for them.
What happens if my company does not file 1095-C forms?
Failure to file correct information returns can result in penalties of $310 per return (2024 indexed) under IRC Section 6721 and 6722. For a 100-employee company, that is $31,000 per year in filing penalties alone — separate from any Employer Shared Responsibility penalties for not offering coverage. The IRS has been actively enforcing these filing requirements since 2016 and has increased enforcement letters (Letter 226-J) in recent years.
What is the difference between Penalty A and Penalty B?
Penalty A (Section 4980H(a)) applies when an ALE fails to offer minimum essential coverage to at least 95% of its full-time employees. The penalty is approximately $2,970 per full-time employee per year (2024 indexed), minus the first 30 employees. Penalty B (Section 4980H(b)) applies when coverage is offered but is either not affordable (employee cost exceeds 9.12% of household income) or does not provide minimum value (covers less than 60% of expected costs). Penalty B is approximately $4,460 per employee who receives a premium tax credit on the marketplace. An employer can only be subject to one penalty or the other for any given month — not both.
What are the affordability safe harbors?
Because employers generally do not know an employee's household income, the IRS provides three safe harbor methods to determine affordability: the W-2 Safe Harbor (employee's Box 1 wages), the Rate of Pay Safe Harbor (employee's hourly rate times 130 hours per month), and the Federal Poverty Level Safe Harbor (the mainland federal poverty level for a single individual). If the employee's required contribution for self-only coverage does not exceed 9.12% (2024) of the safe harbor amount, the coverage is deemed affordable. Buffer applies the most advantageous safe harbor for each employee class when preparing 1095-C forms.
Does Buffer charge separately for ACA compliance services?
No. ACA compliance monitoring, ALE determination, affordability testing, and 1094-C/1095-C preparation are included as part of Buffer's employer benefits management. These are not add-on services — they are built into our complimentary benefits platform and ongoing plan administration. If you are a Buffer employer client, ACA compliance is handled as part of the relationship.
What is a measurement period and why does it matter?
A measurement period is the timeframe an employer uses to determine whether variable hour, seasonal, or part-time employees qualify as full-time for ACA purposes. The look-back measurement method allows employers to use a period of 3 to 12 months to measure hours, followed by an administrative period and a stability period during which the employee's status is locked in. Getting measurement periods right is critical because errors can result in failing to offer coverage to employees who should have been classified as full-time — triggering Penalty A or Penalty B exposure.

Not Sure If You Are Compliant?

Buffer's free assessment includes an ALE determination, affordability analysis, and review of your current ACA reporting. Find out where you stand before the IRS tells you.

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Tonya Falzett, Benefits Advisor — specializes in employer group plans and ACA compliance
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